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Public LEI record · Global LEI Index

United States of America · Jurisdiction Delaware

UBS SECURITIES LLC

C/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, WILMINGTON, 19808, US

Legal Entity Identifier T6FIZBDPKLYJKFCRVK44
Entity status
Active
LEI status
Issued
Policy conformity
Conforming
Reference data
Register-verified
Next renewal
24 Jan 2027
LEI Issuer
Bloomberg

Record snapshot

The Legal Entity Identifier for UBS SECURITIES LLC is T6FIZBDPKLYJKFCRVK44. It is valid, policy conforming and renewed until 24 Jan 2027.

UBS SECURITIES LLC is a Limited Liability Company formed in Delaware, United States, registered as 2561817 with Division of Corporations, Department of State, Delaware, United States. The LEI was registered on 6 Jun 2012. At its last validation on 29 Dec 2025, all of its Level 1 reference data was confirmed against Division of Corporations, Department of State. It reports UBS Group AG as its ultimate parent. Bloomberg maintains the record.

98 Days left in this cycle
Transfer to RapidLEI A transfer changes which LEI Issuer manages the record. The LEI code and its reference data do not change.

Record lifecycle

Nine successful renewals, no break since 24 Feb 2018.

First LEI registered on 6 Jun 2012, with at least 9 renewals recorded. The next renewal falls due on 24 Jan 2027, which is 3 months from today.

6 Jun 2012 LEI issued Nine renewal marks Each mark is a renewal that completed 24 Jan 2027 Next renewal due

Registered entity Level 1 data

Legal name
UBS SECURITIES LLC
Legal form
Limited Liability Company HZEH
Former legal name
Warburg Dillon Read LLC
Jurisdiction
Delaware, United States US-DE
Registration
Registered at Division of Corporations, Department of State, Delaware, United States RA000602. Registration number 2561817
Entity created
14 Nov 1995
Legal address
C/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, WILMINGTON, 19808, US
Headquarters
1285 Avenue of the Americas, New York, 10019, US
Connected identifiers
BICUBSWUS3NXXX MICUBSA MICUBSS OpenCorporatesus_de/2561817 S&P Capital IQ35298626 Other identifiers recorded against this LEI.
Securities
Not recorded No ISIN is mapped to this LEI in the ANNA and GLEIF ISIN-to-LEI file. That records the absence of a mapping, not the absence of securities.

What this record’s status means

Reference data
Register-verified GLEIF records this as fully corroborated. At its last validation, all of the entity's Level 1 reference data was verified against an authoritative public source.

Changes to this record

  1. Renewed. The next renewal date moved from 24 Jan 2026 to 24 Jan 2027.

Show 22 earlier changes

  1. Legal name changed from UBS Securities LLC to UBS SECURITIES LLC.

  2. The legal address was updated.

  3. Renewed. The next renewal date moved from 24 Jan 2025 to 24 Jan 2026.

  4. The legal address was updated.

  5. Renewed. The next renewal date moved from 24 Jan 2024 to 24 Jan 2025.

  6. Renewed. The next renewal date moved from 24 Jan 2023 to 24 Jan 2024.

  7. Renewed. The next renewal date moved from 24 Jan 2022 to 24 Jan 2023.

  8. Renewed. The next renewal date moved from 24 Feb 2021 to 24 Jan 2022.

  9. Renewed. The next renewal date moved from 24 Feb 2020 to 24 Feb 2021.

  10. Legal form changed.

  11. Legal form changed from No separate legal form to HZEH.

  12. Legal jurisdiction changed from United States to Delaware, United States.

  13. Registration status changed from Pending archival to Issued.

  14. Renewed. The next renewal date moved from 24 Feb 2019 to 24 Feb 2020.

  15. Management of this LEI transferred from GMEI Utility a service of BED B.V. to Bloomberg.

  16. Registration status changed from Pending transfer to Pending archival.

  17. Registration status changed from Issued to Pending transfer.

  18. Legal form changed from Legal form not yet on the ELF code list to No separate legal form.

  19. Renewed. The next renewal date is now 24 Feb 2019.

  20. The legal address was updated.

  21. Renewed. The next renewal date moved from 27 Feb 2018 to 24 Feb 2019.

  22. The LEI was registered and first published to the Global LEI Index.

Ownership Level 2 data

  1. Ultimate parent

    UBS Group AG

    CH · 549300SZJ9VS8SGXAN81

    Active

  2. Direct parent

    UBS AMERICAS INC.

    US · T2E64KWP8B9GCLM28W20

    Active

  3. This entity

    UBS SECURITIES LLC

    US · T6FIZBDPKLYJKFCRVK44

    Active

  4. Below
    0 Direct subsidiaries
    0 Ultimate subsidiaries

    The chain ends here. No other entity reports UBS SECURITIES LLC as its parent, so the count is a stated zero rather than data still to arrive.

Level 2 data records who consolidates this entity. A reported relationship, or a reported reason for the absence of one, both satisfy the standard. Only a record carrying neither is incomplete.

Where this data comes from

Source registry

Division of Corporations, Department of State, Delaware, United States

Validated against

Division of Corporations, Department of State, Delaware, United States

Maintained by

Bloomberg

Published in

The GLEIF Global LEI Index. This record last updated 29 Dec 2025

UBS SECURITIES LLC

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How to use this

Reference data from the GLEIF Global LEI Index, as published on 29 Dec 2025.