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Public LEI record · Global LEI Index

Australia

UBS SECURITIES AUSTRALIA LTD

Level 16, Chifley Tower, 2 Chifley Square, Sydney, 2000, AU

Legal Entity Identifier 5493003HEK7SMADQJE10
Entity status
Active
LEI status
Issued
Policy conformity
Non-conforming
Reference data
Register-verified
Next renewal
3 Jan 2027
LEI Issuer
Bloomberg

Record snapshot

The Legal Entity Identifier for UBS SECURITIES AUSTRALIA LTD is 5493003HEK7SMADQJE10. It is valid and renewed until 3 Jan 2027.

UBS SECURITIES AUSTRALIA LTD is a Public Company limited by shares formed in Australia, registered as 008 586 481 with Register of Companies, Australia. The LEI was registered on 13 Dec 2013. At its last validation on 29 Dec 2025, all of its Level 1 reference data was confirmed against Register of Companies, Australia. It reports UBS Group AG as its ultimate parent. Bloomberg maintains the record.

The Policy Conformity Flag is not set, which means the ownership data GLEIF requires, known as Level 2 relationship data, is missing or out of date. The LEI itself remains valid, and the flag clears once the outstanding item is resolved. If this is your LEI, contact your LEI Issuer for assistance.

77 Days left in this cycle
Transfer to RapidLEI A transfer changes which LEI Issuer manages the record. The LEI code and its reference data do not change.

Record lifecycle

Eight successful renewals, no break since 1 Mar 2018.

First LEI registered on 13 Dec 2013, with at least 8 renewals recorded. The next renewal falls due on 3 Jan 2027, which is 3 months from today.

13 Dec 2013 LEI issued Eight renewal marks Each mark is a renewal that completed 3 Jan 2027 Next renewal due

Registered entity Level 1 data

Legal name
UBS SECURITIES AUSTRALIA LTD
Legal form
Public Company limited by shares R4KK
Former legal names
SBC Australia Equities Limited, SBC Warburg Australia Equities Limited, SBC Warburg Dillon Read Australia Equities Limited, UBS Warburg Australia Equities Ltd, Warburg Dillon Read Australia Equities Ltd
Jurisdiction
Australia AU
Registration
Registered at Register of Companies, Australia RA000014. Registration number 008 586 481
Entity created
4 Aug 1983
Legal address
Level 16, Chifley Tower, 2 Chifley Square, Sydney, 2000, AU
Connected identifiers
BICUWAEAU21XXX QCCQAUTM4GV05 GEME100002000033 S&P Capital IQ28496776 Other identifiers recorded against this LEI.
Securities
Not recorded No ISIN is mapped to this LEI in the ANNA and GLEIF ISIN-to-LEI file. That records the absence of a mapping, not the absence of securities.

What this record’s status means

Reference data
Register-verified GLEIF records this as fully corroborated. At its last validation, all of the entity's Level 1 reference data was verified against an authoritative public source.
Policy conformity
Non-conforming The parent that consolidates this entity does not hold an LEI. The flag clears when it obtains one.

Changes to this record

  1. Corporate event recorded: Change legal name.

Show 21 earlier changes

  1. Renewed. The next renewal date moved from 3 Jan 2026 to 3 Jan 2027.

  2. Renewed. The next renewal date moved from 3 Feb 2025 to 3 Jan 2026.

  3. The next renewal date moved from 3 Oct 2024 to 3 Feb 2025.

  4. Legal name changed from UBS Securities Australia Ltd to UBS SECURITIES AUSTRALIA LTD.

  5. Renewed. The next renewal date moved from 3 Oct 2023 to 3 Oct 2024.

  6. Renewed. The next renewal date moved from 3 Dec 2022 to 3 Oct 2023.

  7. Renewed. The next renewal date moved from 3 Dec 2021 to 3 Dec 2022.

  8. Renewed. The next renewal date moved from 3 Jan 2021 to 3 Dec 2021.

  9. Renewed. The next renewal date moved from 3 Feb 2020 to 3 Jan 2021.

  10. Legal jurisdiction changed from Australia (AU-NSW) to Australia.

  11. Legal jurisdiction changed from Australia to Australia (AU-NSW).

  12. Registration status changed from Pending archival to Issued.

  13. The next renewal date moved from 3 Jul 2019 to 3 Feb 2020.

  14. Management of this LEI transferred from GMEI Utility a service of BED B.V. to Bloomberg.

  15. The recorded legal form was updated.

  16. Registration status changed from Pending transfer to Pending archival.

  17. Registration status changed from Issued to Pending transfer.

  18. Renewed. The next renewal date moved from 3 Jul 2018 to 3 Jul 2019.

  19. Legal form changed from Legal form not yet on the ELF code list to Limited Partnership.

  20. Renewed. The next renewal date is now 3 Jul 2018.

  21. The LEI was registered and first published to the Global LEI Index.

Ownership Level 2 data

  1. Ultimate parent

    UBS Group AG

    CH · 549300SZJ9VS8SGXAN81

    Active

  2. Direct parent
    Parent has no LEI Reported exception Parent exists, not LEI-identified
  3. This entity

    UBS SECURITIES AUSTRALIA LTD

    AU · 5493003HEK7SMADQJE10

    Active

  4. Below
    1 Direct subsidiaries
    0 Ultimate subsidiaries
    Show the subsidiaries reported

    Entities that report this one as their parent in the Global LEI Index.

Level 2 data records who consolidates this entity. A reported relationship, or a reported reason for the absence of one, both satisfy the standard. Only a record carrying neither is incomplete.

Where this data comes from

Source registry

Register of Companies, Australia

Validated against

Register of Companies, Australia

Maintained by

Bloomberg

Published in

The GLEIF Global LEI Index. This record last updated 29 Dec 2025

UBS SECURITIES AUSTRALIA LTD

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How to use this

Reference data from the GLEIF Global LEI Index, as published on 29 Dec 2025.