GLEIF logo

GLEIF-accredited LEI Issuer. #1 LEI Issuer Globally.

RapidLEI logo

Public LEI record · Global LEI Index

United States of America · Jurisdiction Delaware

NORTHERN TRUST SECURITIES, INC.

C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange St, Wilmington, 19801, US

Legal Entity Identifier 3CHSO99JSPHD9HGNYJ46
Entity status
Active
LEI status
Issued
Policy conformity
Conforming
Reference data
Register-verified
Next renewal
13 Feb 2027
LEI Issuer
Bloomberg

Record snapshot

The Legal Entity Identifier for NORTHERN TRUST SECURITIES, INC. is 3CHSO99JSPHD9HGNYJ46. It is valid, policy conforming and renewed until 13 Feb 2027.

NORTHERN TRUST SECURITIES, INC. is a corporation formed in Delaware, United States, registered as 870377 with Division of Corporations, Department of State, Delaware, United States. The LEI was registered on 5 Oct 2012. At its last validation on 13 Feb 2026, all of its Level 1 reference data was confirmed against Division of Corporations, Department of State. It reports NORTHERN TRUST CORPORATION as its ultimate parent. Bloomberg maintains the record.

118 Days left in this cycle
Transfer to RapidLEI A transfer changes which LEI Issuer manages the record. The LEI code and its reference data do not change.

Record lifecycle

Nine successful renewals in 14 years.

First LEI registered on 5 Oct 2012, with at least 9 renewals recorded. The next renewal falls due on 13 Feb 2027, which is 4 months from today.

5 Oct 2012 LEI issued Nine renewal marks Each mark is a renewal that completed 13 Feb 2027 Next renewal due

Registered entity Level 1 data

Legal name
NORTHERN TRUST SECURITIES, INC.
Legal form
Corporation XTIQ
Jurisdiction
Delaware, United States US-DE
Registration
Registered at Division of Corporations, Department of State, Delaware, United States RA000602. Registration number 870377
Entity created
5 Apr 1979
Legal address
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange St, Wilmington, 19801, US
Headquarters
333 South Wabash Avenue, Chicago, 60604, US
Connected identifiers
BICNTSIUS44XXX OpenCorporatesus_de/870377 S&P Capital IQ6662860 Other identifiers recorded against this LEI.
Securities
Not recorded No ISIN is mapped to this LEI in the ANNA and GLEIF ISIN-to-LEI file. That records the absence of a mapping, not the absence of securities.

What this record’s status means

Reference data
Register-verified GLEIF records this as fully corroborated. At its last validation, all of the entity's Level 1 reference data was verified against an authoritative public source.

Changes to this record

  1. Registration status changed from Lapsed to Issued.

Show 33 earlier changes

  1. Renewed. The next renewal date moved from 8 Feb 2026 to 13 Feb 2027.

  2. Registration status changed from Issued to Lapsed.

  3. Renewed. The next renewal date moved from 8 Feb 2025 to 8 Feb 2026.

  4. The legal address was updated.

  5. The headquarters address was updated.

  6. Corporate event recorded: Change hq address.

  7. The legal address was updated.

  8. Renewed. The next renewal date moved from 8 Mar 2024 to 8 Feb 2025.

  9. Registration status changed from Pending archival to Issued.

  10. Management of this LEI transferred from GMEI Utility a service of BED B.V. to Bloomberg.

  11. The legal address was updated.

  12. Registration status changed from Pending transfer to Pending archival.

  13. Registration status changed from Issued to Pending transfer.

  14. The legal address was updated.

  15. Renewed. The next renewal date moved from 8 Mar 2023 to 8 Mar 2024.

  16. The legal address was updated.

  17. Renewed. The next renewal date moved from 25 Mar 2022 to 8 Mar 2023.

  18. Renewed. The next renewal date moved from 14 Apr 2021 to 25 Mar 2022.

  19. Legal form changed.

  20. Legal form changed from No separate legal form to XTIQ.

  21. Registration status changed from Lapsed to Issued.

  22. Renewed. The next renewal date moved from 25 Mar 2020 to 14 Apr 2021.

  23. Registration status changed from Issued to Lapsed.

  24. Legal jurisdiction changed from United States to Delaware, United States.

  25. Legal jurisdiction recorded as United States.

  26. Legal name changed from Northern Trust Securities, Inc. to NORTHERN TRUST SECURITIES, INC..

  27. The legal address was updated.

  28. Legal jurisdiction changed.

  29. Renewed. The next renewal date moved from 29 Mar 2019 to 25 Mar 2020.

  30. Renewed. The next renewal date moved from 3 Apr 2018 to 29 Mar 2019.

  31. Legal form changed from Legal form not yet on the ELF code list to No separate legal form.

  32. Renewed. The next renewal date is now 3 Apr 2018.

  33. The LEI was registered and first published to the Global LEI Index.

Ownership Level 2 data

  1. Direct and ultimate parent

    NORTHERN TRUST CORPORATION

    US · 549300GLF98S992BC502

    Active

  2. GLEIF reports the same entity at both tiers, so the chain is one step, not two.

  3. This entity

    NORTHERN TRUST SECURITIES, INC.

    US · 3CHSO99JSPHD9HGNYJ46

    Active

  4. Below
    0 Direct subsidiaries
    0 Ultimate subsidiaries

    The chain ends here. No other entity reports NORTHERN TRUST SECURITIES, INC. as its parent, so the count is a stated zero rather than data still to arrive.

Level 2 data records who consolidates this entity. A reported relationship, or a reported reason for the absence of one, both satisfy the standard. Only a record carrying neither is incomplete.

Fund structure Reported to GLEIF

  1. This entity

    NORTHERN TRUST SECURITIES, INC.

    US · 3CHSO99JSPHD9HGNYJ46

    Active

  2. Below
    ? Managed funds

    Not retrieved yet. Fund relationship data for this record has not been retrieved.

GLEIF records fund relationships separately from the consolidation parents above. A sub-fund reporting no consolidating parent is the ordinary case, and says nothing about the structure shown here.

Where this data comes from

Source registry

Division of Corporations, Department of State, Delaware, United States

Validated against

Division of Corporations, Department of State, Delaware, United States

Maintained by

Bloomberg

Published in

The GLEIF Global LEI Index. This record last updated 13 Feb 2026

NORTHERN TRUST SECURITIES, INC.

Add this schema to your homepage. Replace the two example.com values with your own homepage address before publishing.

How to use this

Reference data from the GLEIF Global LEI Index, as published on 13 Feb 2026.