Public LEI record · Global LEI Index
United States of America · Jurisdiction Delaware
C/O COGENCY GLOBAL INC., 850 NEW BURTON ROAD SUITE 201, DOVER, 19904, US
Record snapshot
The Legal Entity Identifier for COWEN INVESTMENT MANAGEMENT LLC is YJZPNSPEVY2MX745S257. It has lapsed and has not been renewed.
COWEN INVESTMENT MANAGEMENT LLC is a Limited Liability Company formed in Delaware, United States, registered as 4693010 with Division of Corporations, Department of State, Delaware, United States. The LEI was registered on 6 Jun 2012. At its last validation on 7 Jun 2024, all of its Level 1 reference data was confirmed against Division of Corporations, Department of State. It reports THE TORONTO-DOMINION BANK as its ultimate parent. Bloomberg maintains the record.
A lapsed LEI is publicly visible and may block derivatives reporting, client onboarding and settlement until it is renewed. Reactivation keeps the same identifier.
Lapsed since 4 Nov 2023.
First LEI registered on 6 Jun 2012, with at least 5 renewals recorded. It lapsed on 4 Nov 2023 and has not been renewed in the 3 years since.
HZEHUS-DERA000602. Registration number 4693010 us_de/4693010
S&P Capital IQ79319638
Other identifiers recorded against this LEI.
What this record’s status means
The legal address was updated.
Registration status changed from Issued to Lapsed.
Registration status changed from Pending archival to Issued.
Management of this LEI transferred from GMEI Utility a service of BED B.V. to Bloomberg.
The legal address was updated.
Registration status changed from Pending transfer to Pending archival.
Registration status changed from Issued to Pending transfer.
Renewed. The next renewal date is now 3 Nov 2023.
The legal address was updated.
Renewed. The next renewal date moved from 8 Nov 2022 to 3 Nov 2023.
Renewed. The next renewal date moved from 12 Nov 2021 to 8 Nov 2022.
Legal form changed.
Renewed. The next renewal date moved from 18 Nov 2020 to 12 Nov 2021.
Legal form changed from No separate legal form to HZEH.
The legal address was updated.
Renewed. The next renewal date moved from 30 Nov 2019 to 18 Nov 2020.
Legal jurisdiction changed from United States to Delaware, United States.
Legal jurisdiction recorded as United States.
Legal name changed from Cowen Investment Management LLC to COWEN INVESTMENT MANAGEMENT LLC.
The legal address was updated.
Legal jurisdiction changed.
Renewed. The next renewal date moved from 9 Dec 2018 to 30 Nov 2019.
Legal form changed from Legal form not yet on the ELF code list to No separate legal form.
Renewed. The next renewal date is now 9 Dec 2018.
The LEI was registered and first published to the Global LEI Index.
Active
GLEIF reports the same entity at both tiers, so the chain is one step, not two.
COWEN INVESTMENT MANAGEMENT LLC
Active
Entities that report this one as their parent in the Global LEI Index.
Level 2 data records who consolidates this entity. A reported relationship, or a reported reason for the absence of one, both satisfy the standard. Only a record carrying neither is incomplete.
COWEN INVESTMENT MANAGEMENT LLC
Active
Not retrieved yet. Fund relationship data for this record has not been retrieved.
GLEIF records fund relationships separately from the consolidation parents above. A sub-fund reporting no consolidating parent is the ordinary case, and says nothing about the structure shown here.
Source registry
Division of Corporations, Department of State, Delaware, United States
Validated against
Division of Corporations, Department of State, Delaware, United States
Maintained by
Bloomberg
Published in
The GLEIF Global LEI Index. This record last updated 7 Jun 2024
Reference data from the GLEIF Global LEI Index, as published on 7 Jun 2024.