Public LEI record · Global LEI Index

United States of America · Jurisdiction Delaware

COWEN EXECUTION HOLDCO LLC

C/O COGENCY GLOBAL INC., 850 NEW BURTON ROAD SUITE 201, DOVER, 19904, US

Legal Entity Identifier B8DRKKKJB73ZH13VAO69
Entity status
Active
LEI status
Lapsed
Policy conformity
Non-conforming
Reference data
Register-verified
Next renewal
14 May 2024
LEI Issuer
Bloomberg
Reactivate and transfer this LEI Reactivation keeps the same identifier. A transfer changes which LEI Issuer manages the record; the LEI code and its reference data do not change.

Record snapshot

The Legal Entity Identifier for COWEN EXECUTION HOLDCO LLC is B8DRKKKJB73ZH13VAO69. It has lapsed and has not been renewed.

COWEN EXECUTION HOLDCO LLC is a Limited Liability Company formed in Delaware, United States, registered as 4181669 with Division of Corporations, Department of State, Delaware, United States. The LEI was registered on 6 Jun 2012. At its last validation on 13 Sep 2024, all of its Level 1 reference data was confirmed against Division of Corporations, Department of State. It reports THE TORONTO-DOMINION BANK as its ultimate parent. Bloomberg maintains the record.

A lapsed LEI is publicly visible and may block derivatives reporting, client onboarding and settlement until it is renewed. Reactivation keeps the same identifier.

Record lifecycle

Lapsed since 16 May 2024.

First LEI registered on 6 Jun 2012, with at least 6 renewals recorded. It lapsed on 16 May 2024 and has not been renewed in the 2 years since.

6 Jun 2012 LEI issued Six renewal marks Each mark is a renewal that completed 14 May 2024 Renewal was due

Registered entity Level 1 data

Legal name
COWEN EXECUTION HOLDCO LLC
Legal form
Limited Liability Company HZEH
Former legal names
BNY CONVERGEX GROUP, LLC, Convergex Group, LLC
Jurisdiction
Delaware, United States US-DE
Registration
Registered at Division of Corporations, Department of State, Delaware, United States RA000602. Registration number 4181669
Entity created
25 Jun 2006
Legal address
C/O COGENCY GLOBAL INC., 850 NEW BURTON ROAD SUITE 201, DOVER, 19904, US
Headquarters
599 LEXINGTON AVE, 20TH FLOOR, NEW YORK, 10022, US
Connected identifiers
OpenCorporatesus_de/4181669 S&P Capital IQ28747861 Other identifiers recorded against this LEI.
Securities
Not recorded No ISIN is mapped to this LEI in the ANNA and GLEIF ISIN-to-LEI file. That records the absence of a mapping, not the absence of securities.

What this record’s status means

Reference data
Register-verified GLEIF records this as fully corroborated. At its last validation, all of the entity's Level 1 reference data was verified against an authoritative public source.
Policy conformity
Non-conforming The registration has lapsed. Renewing it clears the flag.

Changes to this record

  1. The headquarters address was updated.

Show 29 earlier changes
  1. Registration status changed from Issued to Lapsed.

  2. The legal address was updated.

  3. Registration status changed from Pending archival to Issued.

  4. Management of this LEI transferred from GMEI Utility a service of BED B.V. to Bloomberg.

  5. Registration status changed from Pending transfer to Pending archival.

  6. Registration status changed from Issued to Pending transfer.

  7. The legal address was updated.

  8. The headquarters address was updated.

  9. Renewed. The next renewal date is now 14 May 2024.

  10. Renewed. The next renewal date moved from 6 Jun 2023 to 14 May 2024.

  11. The legal address was updated.

  12. The headquarters address was updated.

  13. Registration status changed from Lapsed to Issued.

  14. Renewed. The next renewal date moved from 4 Jun 2022 to 6 Jun 2023.

  15. Registration status changed from Issued to Lapsed.

  16. Renewed. The next renewal date moved from 18 Jun 2021 to 4 Jun 2022.

  17. Legal form changed.

  18. Legal form changed from No separate legal form to HZEH.

  19. Renewed. The next renewal date moved from 1 Jul 2020 to 18 Jun 2021.

  20. Legal jurisdiction changed from United States to Delaware, United States.

  21. The headquarters address was updated.

  22. The legal address was updated.

  23. Renewed. The next renewal date moved from 29 Aug 2019 to 1 Jul 2020.

  24. Legal name changed from Cowen Execution Holdco LLC to COWEN EXECUTION HOLDCO LLC.

  25. The legal address was updated.

  26. Renewed. The next renewal date moved from 2 Oct 2018 to 29 Aug 2019.

  27. Legal form changed from Legal form not yet on the ELF code list to No separate legal form.

  28. Renewed. The next renewal date is now 2 Oct 2018.

  29. The LEI was registered and first published to the Global LEI Index.

Ownership Level 2 data

  1. Ultimate parent
  2. Direct parent
  3. This entity

    COWEN EXECUTION HOLDCO LLC

    US · B8DRKKKJB73ZH13VAO69

    Active

  4. Below
    1 Direct subsidiaries
    0 Ultimate subsidiaries
    Show the subsidiaries reported

    Entities that report this one as their parent in the Global LEI Index.

Level 2 data records who consolidates this entity. A reported relationship, or a reported reason for the absence of one, both satisfy the standard. Only a record carrying neither is incomplete.

Where this data comes from

Source registry

Division of Corporations, Department of State, Delaware, United States

Validated against

Division of Corporations, Department of State, Delaware, United States

Maintained by

Bloomberg

Published in

The GLEIF Global LEI Index. This record last updated 13 Sep 2024

COWEN EXECUTION HOLDCO LLC

This LEI has lapsed. Publishing it signals reference data that has not been revalidated. Renew it first. Reactivate and transfer this LEI

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How to use this

Reference data from the GLEIF Global LEI Index, as published on 13 Sep 2024.