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Public LEI record · Global LEI Index

United States of America · Jurisdiction Delaware

COWEN INVESTMENTS LLC

C/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, WILMINGTON, 19808, US

Legal Entity Identifier 549300B7RC5PL3KSWF15
Entity status
Active
LEI status
Lapsed
Policy conformity
Non-conforming
Reference data
Register-verified
Next renewal
4 Jan 2024
LEI Issuer
Bloomberg
Reactivate and transfer this LEI Reactivation keeps the same identifier. A transfer changes which LEI Issuer manages the record; the LEI code and its reference data do not change.

Record snapshot

The Legal Entity Identifier for COWEN INVESTMENTS LLC is 549300B7RC5PL3KSWF15. It has lapsed and has not been renewed.

COWEN INVESTMENTS LLC is a Limited Liability Company formed in Delaware, United States, registered as 5601710 with Division of Corporations, Department of State, Delaware, United States. The LEI was registered on 1 Feb 2021 and has been renewed 2 times since. At its last validation on 17 Jul 2026, all of its Level 1 reference data was confirmed against Division of Corporations, Department of State. It reports THE TORONTO-DOMINION BANK as its ultimate parent. Bloomberg maintains the record.

A lapsed LEI is publicly visible and may block derivatives reporting, client onboarding and settlement until it is renewed. Reactivation keeps the same identifier.

Record lifecycle

Lapsed since 5 Jan 2024.

First LEI registered on 1 Feb 2021 and was maintained for 3 years with 2 renewals recorded. It lapsed on 5 Jan 2024 and has not been renewed in the 3 years since.

1 Feb 2021 LEI issued Two renewal marks Each mark is a renewal that completed 4 Jan 2024 Renewal was due

Registered entity Level 1 data

Legal name
COWEN INVESTMENTS LLC
Legal form
Limited Liability Company HZEH
Jurisdiction
Delaware, United States US-DE
Registration
Registered at Division of Corporations, Department of State, Delaware, United States RA000602. Registration number 5601710
Entity created
11 Sep 2014
Legal address
C/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, WILMINGTON, 19808, US
Headquarters
850 NEW BURTON ROAD, SUITE 201, DOVER, 19904, US
Connected identifiers
OpenCorporatesus_de/5601710 S&P Capital IQ309493945 Other identifiers recorded against this LEI.
Securities
Not recorded No ISIN is mapped to this LEI in the ANNA and GLEIF ISIN-to-LEI file. That records the absence of a mapping, not the absence of securities.

What this record’s status means

Reference data
Register-verified GLEIF records this as fully corroborated. At its last validation, all of the entity's Level 1 reference data was verified against an authoritative public source.
Policy conformity
Non-conforming The registration has lapsed. Renewing it clears the flag.

Changes to this record

  1. The legal address was updated.

Show 14 earlier changes

  1. The headquarters address was updated.

  2. A legal address was recorded.

  3. The headquarters address was updated.

  4. Registration status changed from Issued to Lapsed.

  5. Registration status changed from Pending archival to Issued.

  6. Management of this LEI transferred from GMEI Utility a service of BED B.V. to Bloomberg.

  7. Registration status changed from Pending transfer to Pending archival.

  8. Registration status changed from Issued to Pending transfer.

  9. Renewed. The next renewal date is now 4 Jan 2024.

  10. The legal address was updated.

  11. The headquarters address was updated.

  12. Renewed. The next renewal date moved from 13 Jan 2023 to 4 Jan 2024.

  13. Renewed. The next renewal date moved from 20 Jan 2022 to 13 Jan 2023.

  14. The LEI was registered and first published to the Global LEI Index.

Ownership Level 2 data

  1. Ultimate parent

    THE TORONTO-DOMINION BANK

    CA · PT3QB789TSUIDF371261

    Active

  2. Direct parent
    Parent has no LEI Reported exception Parent exists, not LEI-identified
  3. This entity

    COWEN INVESTMENTS LLC

    US · 549300B7RC5PL3KSWF15

    Active

  4. Below
    0 Direct subsidiaries
    0 Ultimate subsidiaries

    The chain ends here. No other entity reports COWEN INVESTMENTS LLC as its parent, so the count is a stated zero rather than data still to arrive.

Level 2 data records who consolidates this entity. A reported relationship, or a reported reason for the absence of one, both satisfy the standard. Only a record carrying neither is incomplete.

Where this data comes from

Source registry

Division of Corporations, Department of State, Delaware, United States

Validated against

Division of Corporations, Department of State, Delaware, United States

Maintained by

Bloomberg

Published in

The GLEIF Global LEI Index. This record last updated 17 Jul 2026

COWEN INVESTMENTS LLC

This LEI has lapsed. Publishing it signals reference data that has not been revalidated. Renew it first. Reactivate and transfer this LEI

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How to use this

Reference data from the GLEIF Global LEI Index, as published on 17 Jul 2026.